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SEC.gov|HOMESkiptomaincontentSearchSEC.govCompanyFilingsU.S.SecuritiesandExchangeCommissionqAboutCareersCommissionersContactReportsandPublicationsSecuritiesLawsWhatWeDoDivisionssCaribbeanAmericanHeritageCommittee,forCaribbeanAmericanHeritageMonth.MoreSECStoriesFeaturedVideoMarkT.UyedaSwornInasSECCommissionerMarkT.UyedahasbeenswornintoofficeasaCommissionerbyBrianJohnson,AssistantDirectoroftheDivisionofInvestmentManagement\'sRulemakingOffice.CommissionerUyedawasnominatedbyPresidentJoeBidenearlierthisyearandconfirmedbytheU.S.SenateonJune16.MoreVideosSpotlightOnMissionforInclusion:InConversationwithGaryGenslerChairGenslerspokewithLloydM.JohnsonJr.,publisherofTheBlackInHouseCounselAnnualReport,todiscussDiversity,EquityandInclusion(DEI)anditsimportancetotheSEC’sworkforceandagenda.MoreSpotlightTopicsrInvestorAlertReadtheSEC’sInvestorAlerttoprotectyourselffromphonemessages,emails,andlettersthatmayfalselyappeartobefromtheSEC.bSubmitaTiporFileaComplaintLatestNewsSECChargesEmpiresConsultingCorp.withFakeTradingSchemeJune30,2022MarkT.UyedaSwornInasSECCommissionerJune30,2022UBStoPay$25MilliontoSettleSECFraudChargesInvolvingComplexOptionsTradingStrategyJune29,2022MoreNewsE-mailUpdatesSignupforemailsthatwilldeliverSECNewsdirecttoyourinbox.E-mailUpdatesWeInformandProtectInvestorsProtectYourMoney!Checkoutaninvestmentprofessional\'sregistrationstatusandbackgroundatInvestor.gov.CheckYourInvestmentProfessionalLearnmoreAdvanceFeeFraudExchange-TradedFunds(ETFs)Form10-KVariableAnnuitiesBeforeyouinvest,Investor.govInvestorAlertsdataiscollectedfromelectronicsubmissionsofFormADVbyinvestmentadviserfirmstotheInvestmentAdviserRegistrationDepository(IARD)system.UpdatedJuly2022FinancialStatementandNotesDataSetsThedatasetsprovidethetextanddetailednumericinformationinallfinancialstatementsandtheirnotesextractedfromexhibitstocorporatefinancialreportsfiledwiththeCommissionusingeXtensibleBusinessReportingLanguage(XBRL).UpdatedJune2022MoreDataSetsSECEnhancesAccesstoFinancialDisclosureDataTheSEChasreleasedApplicationProgrammingInterfaces(APIs)thataggregatefinancialstatementdata,makingcorporatedisclosuresquickerandeasierfordevelopersandthird-partyservicestouse.APIswillallowdeveloperstocreatewebormobileappsthatdirectlyserveretailinvestors.STAYCONNECTED1Twitter2Facebook3RSS4YouTube6LinkedIn8EmailUpdatesAboutTheSECBudget&PerformanceCareersCommissionVotesContactContractsDataResourcesTransparencyAccessibility&DisabilityDiversity&InclusionFOIAInspectorGeneralNoFEARAct&EEODataOmbudsmanWhistleblowerProtectionWebsitesInvestor.govRelatedSitesUSA.govSiteInformationPlainWritingPrivacy&SecuritySiteMapReturntoTop

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